Archive for the ‘HHCAHPS’ Category

Home Health Consumer Assessment of Healthcare Providers and Systems Survey aka HHCAHPS

Thursday, October 27th, 2011

The first letters of non- compliance notification have begun arriving to over 1300 agencies. Many agencies are complaining they had complied. What has occurred? What should an agency leader do after receipt of such a letter? Why is there such focus on this survey?

What is the CAHPS Program?

The Consumer Assessment of Healthcare Providers and Systems is designed to develop and support the use of comprehensive standardized surveys that ask customers and beneficiaries to report on and evaluate the care they received. The program is funded by and administered by the US Agency for Healthcare Research and Quality (AHRQ). For over a decade CAHPS has established principles that include identifying and supporting consumer information, adherence to scientific testing principles, comparability of data, as well as maintaining products in the public domain. (CMS, AHRQ, CAHPS).

CAHPS surveys are standardized per AHRQ in the following manner:

The Instrument is standardized in such a fashion that anyone administering the survey can ask the questions in the same way.

The protocol is standardized in that it adopts the same approach to “drawing the sample, communicating with potential respondents, and collecting the data.”

The analysis is developed in a way to minimize variations in how vendors process and interpret survey results.

The reporting uses a well-tested approach that reflects best practices in reporting.

How is CAHPS Data Utilized?

Health care monitoring agencies, such as State regulatory agencies and Quality Improvement Agencies (QIOs) use CAHPS data coupled with quality measure data to evaluate agency performance. Since 1999, the National Center for Quality Assurance (NCQA) has required CAHPS data from health plans that are seeking accreditation or when they submit data as part of the Health Plan-Employer Data and Information Set (HEDIS). Behavioral health organizations must use CAHPS data along with their ECHO survey when they are seeking accreditation. PPOs must have CAHPS survey findings completed routinely as part of their accreditation process through URAC.

The CAHPS standardized surveys are expanding into new areas of healthcare but CAHPS is not new to the business of surveys. CAHPS Health Plan Surveys are designed to be heterogeneous in population coverage.

Per CMS, CAHPS Emphasis is on Consumers and Patients

CMS believes that “consumers and patients are the best and/or only source regarding care.” They also state that CAHPS surveys do not attempt to collect information that can be gathered more effectively through other means. This overall program has been a successful collaboration of public and private research organizations that includes RAND, Yale School of Public Health, and the American Institute for Research. Together, the private and public groups are known as the CAHPS Consortium. Together, they have been instrumental in developing and testing ways organizations can use CAHPS data for quality improvement.

Can an Agency Improve their Scores Through Better Practice?

Yes, an agency not only can influence later scores, they should be aggressive in doing so. Reward clinicians when a positive comment is known. In the same regard, keep track of negative comments. Help the clinician who is perceived as lacking in customer service attributes. Review facts such as sitting with a patient for 1-2 minutes creates an image of spending time and not being in a hurry. Taking time to ask about a grandchild or a pet conveys sensitivity and caring. Sometimes, a busy very qualified clinician can have behaviors misunderstood.

Be certain that clinicians understand that research supports the fact that patients want at least a day’s notice of a visit. Timely notification scores decline if the clinician does not establish or remind the patient of the visit at least one day in advance.

Find creative ways to help patients remember their education. When I once visited a home to survey care, the patient showed the picture of the blue ribbon she had received for correctly learning how to properly administer her meds. She and her nurse had  a fun time discussing the fact that she had always wanted a blue ribbon. “Now, I have one,” she stated.” And later she challenged me. “Ask me anything about those meds,”

Patients who are visual learners may appreciate a journal to take notes or may appreciate printed information they can underline with colored markers. The important point is learning how they have learned in the past.

Return phone calls promptly (within 10-15 minutes) to obtain high scores on timeliness of response to questions.

The First HHCAHPS Letters of Non-Compliance have been Received

Over 1300 agencies have received letters notifying them that they have not satisfied the requirement for participation in HHCAHPS. As a result, these agencies are slated to have a 2% market-basket reduction in 2012. That 2% will be in addition to the 3.5% payment cut proposed by CMS for that year. In a time of fragile bottom lines, a 5.5% reduction can be onerous.

So, what should the agencies do if they receive the letter of non-compliance and they believe it was sent in error? Consider appeal! Be prompt. The letter of non-compliance has a 30 day life span for appeal. Do not miss it. Verify with your vendor that the required data was submitted timely. Ask for proof of transmission.

Many agencies that received the letters reported to NAHC that submission of data occurred. Obtain proof from your vendor of the dry run and the ongoing data submissions. Data submission guidance can be found at https://homehealthcahps.org/HHAGuidanceforDataSubRept.pdf

Some agencies believe CMS may have a glitch in the reporting system. Take no chances. Obtain proof from your vendor of submission and preserve your rights by filing the timely appeal. Be proactive. The old adage, “not to decide is to decide… is true” Decide and Act.

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Helpful Home Care Websites at Your Fingertips

Monday, September 20th, 2010

Never before has a home health agency leader required such close contact with so many industry regulatory bodies and changes. Operationally, clinically, and financially the need to keep current is fierce. This week we are providing a handy list of key homehealth related websites. You may have websites you think should be added. Please let us know.

ABN, HHABN, and the Notice of Medicare Non-Coverage, aka Expedited Determination Notice:
http://www.cms.gov/BNI/

Abt Associates- “Analysis of Home Health Case-Mix Change 2000-2008:
www.cms.gov/center/hha.asp

Billing in Home Health- Chapter 10 Medicare Claims Processing Manual:
www.cms.hhs.gov/manuals

CASPER Reports:
http://www.cms.gov/HomeHealthQualityInits/16_HHQIOASISOBQI.asp

CMS new URL-
www.cms.gov

CMS Sponsored Calls:
http://www.cms.gov/HomeHealthQualityInits/02_CMSSponsoredCalls.asp#TopOfPage

CMS Website Wheel:
http://www.cms.gov/MLNProducts/02_Catalog.asp

CMS ICD9-CM Coding Guidelines:
http://www.cms.gov/ICD9ProviderDiagnosticCodes/

CMS Interpretive Guidelines:
http://www.cms.gov/GuidanceforLawsAndRegulations/06_HHAs.asp

Conditions of Participation (CoPs):
http://www.cms.gov/CFCsAndCoPs/12_homehealth.asp#TopOfPage

CY2011 HHPPS Proposed Rule:
http://edocket.access.gpo.gov/2010pdf/2010-17753.pdf

False Claims Act:
http://www.cms.gov/smdl/downloads/SMD032207Att2.pdf

Food and Drug Association Safety Communications:
www.CMS.gov/Drugs/DrugSafety/PostmarketdrugSafetyInformationfor PatientsandProviders/ucm204882.htm

GROUPER effective October 1, 2010:
www.cms.gov/homehealthpps/05_casemixgroupersoftware.asp/

HHCAHPs:
Proposed PPS Rule
http://edocket.access.gpo.gov/2009/pdf/R9-18587.pdf
CAHPs Survey
https://www.homehealthcahps.org

Home Health Quality Improvement National Campaign (free resources):
www.homehealthquality.org/hh/about/default.asp
http://www.cms.gov/HomeHealthQualityInits/Downloads/HHQIOBQIManual.pdf

Medicare Administrative Contractors (MACs):
http://www.cms.gov/GuidanceforLawsAndRegulations/06_HHAs.asp

MAC Protest: www.palmettogba.com/palmetto/providers/providers.nsf/DocsCatHome/Jurisdiction%2011%20Pa520A%20B
Medicare Learning Network (MLN): Web-based training courses:
www.cms.hhs.gov/MLNProducts/downloads/NPIBooklet.pdf

Medicaid Integrity Contractors (MICs):
http://www.cms.gov/ProviderAudits/Downloads/mipmicontractors.pdf

New York Compliance Program for hints of what may be coming nationally: www.omig.state.ny.us/data/images/stories/provider_compliance/adopted_regulations_521.pdf

OASIS-C:
http://www.cms.gov/HomeHealthQualityInits/12_HHQIOASISDataSet.asp#TopOfPage

Office of Civil Rights (OCR): HIPAA:
http://www.hhs.gov/ocr/office/index.html

OIG 194 page report:
www.oig.hhs.gov/publications/docs/compendium/compendium2010.pdf

Physician certification Limitation of Liability Language, CMS Publication 100-4, Chapter 30, 10
www.cms.hhs.gov/manuals/downloads/clm104c30.pdf

Potentially Avoidable Event Report (Formerly, the Adverse Events Report):
www.cms.gov/HomeHealth QualityInits/18_HHQIOASISOBQM.asp

Quality Measures- HHQI Home Health Quality Measures
www.cms.gov/HomeHealthQualityInits/10_HHQIQualityMeasures.asp
http://www.cms.gov/HomeHealthQualityInits/15_PBQIProcessMeasures.asp#TopOfPage

Recovery Audit Contractors (RACs):
http://www.cms.gov/rac/

Red Flags Rule:
http://www.ftc.gov/opa/2008/10/redflags.shtm

Zone Z-PICs:
http://www.cms.gov/manuals/downloads/pim83c04.pdf

Wound, Ostomy, Continence Nurses (WOCN)
http://www.wocn.org/

CAHPs: Consumer Assessment of Healthcare Providers and Systems

Tuesday, August 10th, 2010

The Purpose Behind CAHPs in Home Health Care

According to the official CAHPs government information site, the survey is a “public-private initiative to develop standardized surveys of patients’ experiences with ambulatory and facility-level care.” The survey is intended to:

  • Determine the quality of care to the individual;
  • Document performance; and
  • Advance the overall quality of care.

This particular survey is a general collection of information dealing with Home Health Care providers and the relationship to their patients. The survey’s intentions are to relay feedback to the service provider. An assessment of the results will be made and an evaluation of each Agency will occur.

Who will be taking part in the survey specifically?

If a patient’s care is paid for by Medicare and Medicaid, then they are eligible to be included in the survey. However, a patient has the right to deny participation.  Patients excluded from taking the survey are those under the age of 18, those receiving hospice care, and maternity clients.

The survey has been identified as a voluntary survey process; however, the final rule makes it clear that non-participating agencies will be subject to a two-percentage point reduction in the market basket update in 2012.

The Survey Itself: The Patient’s Opportunity to Voice Their Opinion

The survey contains an arrangement of questions related to safety, medications, pain management as well as communication and interpersonal interactions. The patient will also be rating the agency overall and the likelihood of recommending the agency to others.

-To begin, the survey asks a series of yes or no questions about Your Home Health Care provider. These questions will aide in revealing the general relationship that each Home Health Agency has with their patients.

-The next set of questions will determine the experiences sustained by the patients with their agencies specifically within the last 2 months.

-Following this segment is a series of questions dealing specifically with the Home Health Agency offices and the patient’s evaluation of them.

-The survey concludes with a few personal questions asked of the patient. Some of the categories include education, ethnic background, current health, and living status.

Although the standard survey contains 34 questions, Agencies/Vendors may add additional questions, which do not need to be approved by CMS (Centers for Medicare & Medicaid Services). However, additional questions will not be publically reported by CMS, only the questions originally asked in the survey. When an agency receives the survey, questions may be added, but no questions are approved for removal. All of the original questions must stay in place. The target number of surveys that an agency must administer per year is around 300.

The survey is offered in various languages to suit diverse clients.  The languages included are English, Spanish, Chinese, Russian, and Vietnamese. Once the survey is completed, 3 options as to how the data will be collected is available to the client:

  1. By Mail: The client must send in the completed survey and cover letter within 3 weeks of the month end. If the survey is not mailed in, a second survey will be mailed to the client.
  2. Telephone: The client can choose to respond to the service by telephone only.
  3. Both: This option includes a mailed survey and a follow up phone call if there is no response to the mailed survey.

Financially speaking, an agency is looking at a cost of about $3300 to $4500 annually for 300 surveys, with the price of a mail survey being around $11.10 to the telephone survey being $15.25.

Timing and Vendors

The regulations set forth by the department of Health and Human Services for the HHCAHPS become effective January 1, 2010. The survey must be implemented by the third quarter of 2010 (July, August, September). Any data that is submitted to CMS within the third quarter will not be publically reported. The public reports will reflect one year’s worth of data.

As for administering the survey, each Home Health Agency must use an approved vendor to distribute amongst their clients. For a list of a few approved vendors, see the CMS website.

The Ghost of a Good Thing

Although the CAHPs survey may be new to Home Health, it has already been initiated into the world of Health Care. For example, between October 2006 and June 2007, the HCAHPS (Hospital CAHPS) survey was discharged and completed by the patients of hospitals. The survey evaluated patient satisfaction and collected invaluable information that allowed medical providers to gain insight for improvement and notified them of already existing flaws. The findings were posted on the Hospital Compare website where a downloadable file of the data is also available. As for the Home Health CAHPS data, the concluded results will be available to the public in early 2010 on the Home Health Compare website at http://www.medicare.gov.

Latest Update

CMS has announced that of the 10,500 certified home health agencies, only about 20% of the agencies have chosen a CAHPs vendor. Exceptions (having less than 60 patients) have been applied for by 9% of agencies. That means that nearly 70% of Medicare certified agencies have not completed the required steps found at www.homehealthcahps.org.   Data reporting requirements of HH CAHPs necessary to receive full market basket update in 2012 can be found in the Federal Register notice entitled HH PPS Update 2011 at http://edocket.access.gpo.gov/2010/pdf/2010-17753.pdf.

HHCAHPS Frequently Asked Questions

Monday, July 19th, 2010

Besides PECOS, RACs, MICs, MACs, and Z-PICs, the home health industry has been actively involved with CAHPs. Final rules were posted November 10, 2009.
The CAHPs survey was designed to essentially determine the performance and care quality delivered to a home health patient/client as identified by that patient/client. The industry is generally knowledgeable about CAHPS but, below are some of the most frequently asked questions to Select Data personnel.

Question 1: Which home health patients should have a HHCAHPs survey?
Answer 1: Patients whose care is paid by Medicare and Medicaid are eligible for inclusion in the HHCAHPS survey. Agencies must contract with a CMS approved vendor, who will conduct the surveys. Patients/clients have the right to state they do not wish to participate. The agency is not expected to ask the patient/client if they wish to participate. They are encouraged to leave that responsibility to the surveying vendor. For general information, visit the CAHPs website at www.homehealthcahps.org

Question 2: I know we are to include Medicare and Medicaid patients/clients but are there any guidelines?
Answer 2: Yes, for detailed guidance refer to the above website. In general be aware that the survey will consider current and discharged patients who have had at least one skilled visit during a sample month, who are at least 18 years of age, who have had at least two skilled visits from the agency during a 60 day look back period, who are not receiving hospice care, and who are not maternity clients.

Question 3: How many patient/clients should be surveyed?
Answer -3: Agencies are expected to survey 300 patients/clients annually with larger agencies using a sampling method and smaller agencies potentially surveying all clients. Agencies serving less than 60 HHCAHPs eligible patients/clients from 3rd quarter 2010 though 2nd quarter 2011 will be exempt from the HHCAHPs survey requirement. Going forward, the unduplicated patient count from 10/1 through 9/30 will be used to determine HHCAHPs.

Question 4: We are a relatively new agency and don’t have 60 patients. Do we just ignore HHCAHPs?
Answer 4: New agencies (with provider numbers) serving less than 60 patients had to notify CMS by June 16, 2010, with a patient count for the period from 4/1/2009-3/31/2010. The form used for such a count was/is available at www.homehealthcahps.org

Question 5: Can an agency decide not to participate in the HHCAHPs process and use their own survey instead?
Answer 5: HHCAHPs had been identified as a voluntary survey process, however, the final rule makes it clear that non participating agencies will be subject to a two percentage point reduction in the market basket update in 2012.

Question 6: We do not want to have two surveys going to our patients/clients. Can we work with a vendor to develop our own individualized survey tool?
Answer 6: Yes. The HHCAHPs survey consists of 34 survey questions addressing care as it relates to safety, medication, pain management, along with communication and interpersonal interactions. The patients will also be rating the agency overall and the likelihood of referring the agency to another individual. The surveys will also collect data regarding the types of services received as well as ratings regarding the patient’s view of their own overall health. The CAHPs questions are required and cannot be changed or deleted, but agencies may add questions to the survey.

Question 7: If the patient is confused, can the agency answer the questions for them?
Answer 7: No. The patient/client’s family/friends may answer the questions as a proxy, but the agency personnel may NOT answer the CAHPs survey.

Question 8: Can we send the patient lists to our CAHPs vendor quarterly?
Answer 8: CMS expects the data to be sent to the vendor within 21 days after the close of the month.